Work Session Minutes of the Town of Cary , North Carolina
Subject:  Legal Department Operations and Upcoming Town Attorney Position Vacancy

2nd floor Conference Room
120 Wilkinson Avenue
October 1, 2004
9 a.m.

Web Site:  www.townofcary.org  

Present: Mayor Ernie McAlister, Mayor Pro Tem Jack Smith Council Members Marla Dorrel, Mike Joyce, and Jennifer Robinson, and Julie Robison

Absent: Nels Roseland

Mayor McAlister called the work session to order at 9:00 a.m.

The purpose of the work session is to discuss the hiring process for the town attorney, which is an appointed position and does not fall under the ordinance requirements for the Town’s recruitment and selection process.

Human Resources Director Valira Willis outlined steps to be used as a general practice for hiring. She stated that the goal of the work session is to make sure that the council has a clear understanding of the job so that they can decide how to proceed with the selection process. She provided the following memorandum to the Council prior to the work session:

MEMORANDUM

To:                    Town of Cary Town Council

From:                Valiria Willis, Director of Human Resources

Date:                September 28, 2004

Subject:            Work Session To Discuss Town Attorney Selection Process

I will be serving as your facilitator during the upcoming work session to discuss the selection process for the town attorney position.  The goal of the session is to make sure the council has a clear understanding of the job and decide how you would like to proceed with the selection process.

I have outlined below how I propose to structure the work session.  Under each section I have listed important issues the council will need to decide.

Understanding the Job

Prior to beginning the selection process, it is important for the council to have a clear understanding of the town attorney’s role and what functions are included under the office of the town attorney.  Understanding the requirements of the job will help you think through and determine the characteristics you believe a successful candidate will need to possess.  It is also an opportunity for you to evaluate and make recommendations for changes in departmental operations.  Council members will have an opportunity to provide input on how the town attorney position will function in the future including issues such as communications, accessibility, and staffing for board and committee meetings.

Please review the job description provided in your packets.  It provides general information on the current duties and responsibilities.

Identifying Characteristics, Skills and Experience

After you have a good understanding of the job, we will spend some time identifying specific characteristics, skills and experience you desire in a successful candidate.  You need to determine if there is a particular area of expertise or particular characteristic(s) you value especially high and would like for your next town attorney to possess.

You will also need to decide if residency in the town of Cary should be a requirement.

Determining the Selection Methods

After you decide the type of candidate you are looking for, the council will need to determine the method that will be used for selecting applicants for an interview.  I will provide an overview of the applicant pool and will ask you for input on the following issues:

A.     How and who will screen applications?  I will conduct an initial screening of the applications and provide a report at the work session.  You can decide how much additional review will be required by human resources, the whole council, or a council subgroup.

B.     Who will conduct the initial interviews?  Council may prefer that the whole group conduct the interviews or choose to use an interview committee, and should also decide if any staff members will be included in those meetings.  

C.     If an interview committee is created, what parameters will they operate under?

D.     What assistance would you like in developing interview questions and conducting the interviews?  There are a number of sources available to assist with development of questions including the School of Government , N.C. League of Municipalities, Bill, and me.

You will also need to decide if additional selection methods will be used such as a writing sample from the candidate(s).

Hiring

Once the council has decided on one candidate, decisions will have to be made regarding the actual employment of the individual.  Although these decisions do not have to be made immediately, some thought needs to be given to the following:

A.     Who will conduct the reference check?  Human resources can conduct initial references, and council can also speak with references directly.

B.     What will be the nature and extent of the reference check?  The reference check currently used for hiring Town staff will be provided and Council may choose to add questions.

C.     Will other background information such as a criminal check be necessary?

D.     What compensation package will be offered?  In addition to salary, Charlie receives a car allowance and the same benefits package offered to employees.

E.     Will there be other conditions of employment?  Residency, probationary period, and work hours are examples of issues to consider for conditions of employment.

F.     Who will negotiate with the candidate?

A drug test is required as a condition of employment, and Human Resources can handle the logistics to ensure this is completed at the appropriate time.  We will wrap up the session by reviewing a time table for completion of the steps.

As we go through the process I am sure there will be many more questions that come to mind.  During the session I will also be prepared to provide information on conducting a fair and effective process.  My role as your human resources director is to serve as both a facilitator of the process as well as advisor.  I will be happy to provide whatever information you feel is necessary to help you make the best decision. 

__________________________

Town Attorney Charles Henderson provided an overview of the town attorney’s office operations and position responsibilities, including the legal requirements listed in the Town of Cary Code of Ordinances and the North Carolina General Statutes.

Mr. Henderson provided the Council with the following outline:

How the position is established:

Overview:

Specific Functions:

Continuing and Future Projects:

 

Mr. Henderson stated that the town attorney’s office spends about 8 percent of its time for town council support, 33 percent of its time on contract drafting and review, 12 percent of its time on ordinance management, 19 percent of its time on contracted services, and 29 percent of its time on administrative functions. He said that the percentages provided are only estimates, and that it is possible for any one project to have components of all of the areas described. These functions are outlined in the September 28, 2004 memorandum the council, below, from Town Manager Bill Coleman and Mr. Henderson.

Mr. Henderson stated that the council has broad discretion in setting up the duties and responsibilities of the Town attorney’s office.

Mayor McAlister asked if the outline provided reflects the way other municipal attorneys in similar size municipalities function. Mr. Henderson responded that it does reflect everything that most cities do, however Cary is more innovative in planning and zoning and does more capital improvement projects for recreation areas. He said that other cities may not have experts in those areas.

__________________________


Mr. Coleman and Mr. Henderson provided the council with the following memorandum prior to the work session:

September 28, 2004

To:  Cary Town Council Members

From:    Bill Coleman, Town Manager
            Charlie Henderson, Town Attorney

Re:  Town of Cary Attorney Position Summary

The purpose of this memorandum is to provide the Cary Town Council with an overview of the Town Attorney position for reference during the upcoming Town Attorney selection process.  Topics covered in this memo include the following:

The appointment of a highly qualified candidate to this position is critical to the continued success of the Town of Cary .  Our goal is to assist you in any way possible as you continue this selection process.  Please contact us if you have any questions or would like any additional information at this stage of the process.  We are looking forward to reviewing this background information and the position requirements during the related work session scheduled for October 1, 2004 from 9 to 11 am in the 2nd floor conference room of Building C. 

Legal Department Mission Statement

The mission of the Legal Department is to serve as the primary legal advisor to the Town’s elected officials, employees and Boards and Commissions on matters of public business.  The Legal Department cannot provide legal advice or representation to citizens on any matter.

General Statement of Town Attorney Duties

Performs professional legal work in support of the Town Council and other Boards and Departments for the Town.  The Town Attorney is the individual who manages all legal issues facing the Town and advises the Council with respect to the legal implications of policies, initiatives and actions which the Council may be considering. 

Distinguishing Features of the Class

An employee in this class has the responsibility for providing a full range of legal services including serving as legal counsel for the Council and the Manager, advising officials, boards, commissions, and departments on questions of law in a wide variety of program and administrative business areas, and representing the Town in civil and administrative litigation. Work involves overseeing and coordinating the work of attorneys on staff and on contract and ensuring preventive approaches are in the best interest of the Town and develops approaches that reduce the likelihood of legal actions against the Town. Employee performs extensive legal research, commercial contract drafting, property transactions and ordinance drafting. Independent professional judgment, initiative and public contact skills are essential in performing various duties. Work requires extensive knowledge of State laws regulating local government, open meetings and personnel in the State of North Carolina , as well as strong analytical skills. Work is performed under the direction of the Town Council.

Duties and Responsibilities

Essential Duties and Tasks

·         Essential Duties and Tasks Serves as legal counsel for the Town Council, Town Manager, Town staff and various Boards and Commissions.

·         Organizes and manages the legal program for the Town.

·         Supervises staff attorney and contract attorneys representing the Town.

·         Prepares and responds to motions against the City; researches case law and court rulings; determines merits of a case and points of law; analyzes pertinent statutory and case law, administrative and procedural rules; develops case strategy and legal arguments; conducts civil and administrative litigation.

·         Attends Council meetings and provides legal assistance during meeting.

·         Represents Town in court proceedings at any State and/or federal level; prepares documents such as discovery, interrogatories, and depositions; prepares witnesses; participates in jury selection; prepares and presents opening and closing arguments before juries; prepares and argues various appropriate legal motions; and cross examines witnesses.

·         Conducts legal research on variety of issues relating to any City service program and/or administrative business areas; may include research of constitutional law.

·         Drafts various legal documents including legal orders resulting from Council decisions, memorandums of law; contracts, easements, deeds and County ordinances.

·         Identifies potential legal issues in any City action and engages in work required to resolve; reviews agenda and documentation and/or attends meetings of various Council; attends public hearings; reviews existing contracts, ordinances etc. and recommends/implements changes.

·         Trains and prepares staff as necessary in the practices and procedures of courts.

 

Additional Job Duties

·         Attends conferences and workshops to maintain law license in accordance with State Bar requirements.

·         Performs related duties as required.

 

Requisite Knowledge, Skills, and Abilities

·         Thorough knowledge of case, statutory, regulatory and common law in areas related to City government, and State and Federal Constitutional law.

·         Considerable knowledge of state and federal law in the areas of employment, contracts, public financing, real estate transactions, purchasing, open meetings, and public records. 

·         Considerable knowledge of land development ordinances,

·         Considerable knowledge of judicial and quasi-judicial procedures and the rules of evidence.

·         Ability to conduct civil or criminal litigation.

·         Ability to interpret and apply constitutional provisions, statutes, administrative regulations, court decisions ad other precedents.

·         Ability to research and analyze facts, evidence, and legal instruments.

·         Ability to express conclusion and arguments clearly and logically in oral and written forms.

·         Ability to maintain effective working relationships with Town elected  officials, Town Manager and department heads, judges, other attorneys, and other employees.

·         Ability to exercise sound judgment.

·         Ability to effectively organize and manage legal staff.

 

Desirable Education and Experience

Legal degree from a recognized school of law and at least five years of progressively responsible professional legal experience in areas related to local governments; or an equivalent combination of training and experience. 

Necessary Special Qualifications

Ideal Candidate Personality Traits

Job Posting Script

The Town of Cary; nationally recognized for its quality of life and the seventh largest city in North Carolina with a population of 108,000; is seeking an experienced, innovative attorney.  This position organizes, directs and manages the legal issues facing the town.  The ideal candidate will possess knowledge of laws regulating North Carolina municipalities.  This position works closely with the Town Council, Town Manager and other town staff, as well as other public and private entities.

Major Work Area Descriptions and Resource Allocations for FY 2005

This section includes a breakdown of the Legal department responsibilities into five major areas to provide Council with an idea of how personnel and funding are allocated within the organization.  Each area is described in detail on the following page.

 

 

 

 

Staffing History

As the Town of Cary has grown, the number and complexity of legal issues have grown as well.  While contracting to outside attorneys has been the preferred method of dealing with specialized issues, the level of support needed for Council and staff is better served by consistent personnel to provide efficiencies and continuity of service.  Provided below is a brief outline that demonstrates how these ongoing staffing needs have been met both through shared internal resources and dedicated part-time contract support:

Until 1989 - One full time Town Attorney with shared administrative support from the Town Manager’s office

1989 - Addition of twenty hours per week provided through independent firm of “Wishart Norris Henninger” by one of their staff attorneys, Chris Simpson

1994 - Full time dedicated administrative position added

2000 - Level of support provided through “Wishart Norris Henninger” reached the point that it was more cost effective and efficient to add an Assistant Staff Attorney position at thirty hours per week (0.75 full time equivalent) and Chris Simpson applied and was hired into that position

2002 - Assistant Staff Attorney position increased from 30 to 40 hours per week

 


Cost History in Whole Dollars 

 

 

 

 

Cost History Percentage Change Per Year

 

 

 


Cost History As Percentage of Town-Wide  Personnel, O&M, and Capital

 

 

Assignment of Litigation to Outside Attorneys

Whenever the Town is named as a defendant in a lawsuit, the case is referred to the Town’s insurance carrier to determine if it is covered under the Town’s policies.  If so, the insurance company retains counsel, and the Legal Department assists that counsel in the litigation.  If the insurance company does not provide coverage, the Legal Department then determines which attorney(s) to refer the matter to.  There are different attorneys who assist the Town in the following specialty areas:

When the Town is a plaintiff in a lawsuit, we again evaluate the case based on the main issue in the lawsuit.  The most frequent cases brought by the Town are land condemnation cases.  The next most frequent cases are zoning code enforcement.  These cases are referred to specialist in those areas of litigation.

 


Summary of Outside Attorney Fees

 

 


Legal Department Narrative Updated from FY 2005 Budget Document

MISSION STATEMENT

The mission of the Legal Department is to serve as the primary legal advisor to the Town’s elected officials, employees and Boards and Commissions on matters of public business.  The Legal Department cannot provide legal advice or representation to citizens on any matter.

DEPARTMENTAL GOALS AND INITIATIVES

Legal Services   

1. Include a wide range of legal matters such as litigation, real estate transactions, personnel matters, drafting legal documents and Town ordinances, voter approval of and issuance of general obligation bonds, workers compensation claims, claims by private citizens against the Town, enforcement of Town regulations, drafting and reviewing contracts, and franchising of cable television. 

2. Town attorney to provide legal counsel at all Town Council meetings, Planning and Zoning Board meetings, and the Board of Adjustment meetings.  

KEY PERFORMANCE OBJECTIVES

 

KEY PERFORMANCE MEASURES


Performance Measure

Actual
FY 2003

Actual
FY 2004

Projected
FY 2005

% ordinances reviewed within time frame

70%

90%

90%

% contracts reviewed within time frame

55%

90%

90%

% legal documents submitted within time frame designated by court

100%

100%

100%

% documents recorded and filed within time frame of state statute

100%

100%

100%

 

 

 

 

KEY WORKLOAD INDICATORS KEY PERFORMANCE MEASURES


Workload Indicators

Actual
FY 2003

Actual
FY 2004

Projected
FY 2005

*Meetings attended

60

48

50

Contracts reviewed or written

200

278

100

Ordinances reviewed or written

30

18

30

Payment requests processed

100

60

75

**Land acquisitions

90

170

90

Minimum housing cases

20

40

50

Board of Adjustment (BOA) cases

20

8

15

* Town Council meetings, Planning and Zoning Board meetings, Board of Adjustment, Special Sessions, and Work Sessions   only – does not include meetings with staff, citizens, attorneys, etc.

** Includes easements

ACTIVITY HISTORY

Fund Number:  10-4140

Activity

Actual
FY 2001

Actual
FY 2002

Actual
FY 2003

Actual
FY 2004

Budget
FY 2005

                                        Personnel Services

$250,157

$279,963

$313,181

$341,834

$363,074

                                           Operations and Maintenance

$178,055

$228,144

$299,729

$243,355

$162,488

                                              Capital Outlay

                 ---

                 ---

                 ---

                 ---

                  ---

 

------------

-------------

-------------

-------------

-------------

Total

$428,212

$508,107

$612,910

$585,189

$525,562

 

 

 

 

 

 

Authorized FTEs

2.75

3

3

3

3

SIGNIFICANT BUDGET AND SERVICE LEVEL CHANGES BEYOND CURRENT LEVELS

__________________________

Mr. Coleman summarized feedback from the council and department directors regarding qualifications and characteristics that the town attorney should posses:

The town attorney is seen as a critical and essential part of every department and a part of the organization. The attorney and attorney’s office should conform to the culture of organization. The town is looking for someone grounded in municipal law, with significant legal training and experience in the legal areas and issues facing the town, such as land use and planning, contract development and oversight, workers compensation, civil rights and other constitutional law issues, employment law, local government, legislation, and municipal law in North Carolina. The person should be a decision-maker who has the ability to lead a group of people to a reasonable conclusion about particularly complicated legal issues, should be flexible in their approach, recognizing the variability of situations and different strategies, and are should be willing to listen to the expertise of elected officials and other professional staff. The individual should be thoughtful and deliberate, and not rush to judgment on complicated issues due to the nature of their position. The person should be responsive in terms of in their willingness to discuss approaches to issues, how those approaches occur, providing a timeline and a conclusion. The individual should be positive, thorough, concise, available, accessible, and a strong advocate for Cary (this relates to stature, and respect both inside and outside of the community), as well as personable, approachable, and humble The person should be someone the council trusts professionally and personally, a team player, recognizing that they are a part of every department in addition to being the council’s attorney. The person should ensure that issues and resolutions to problems are developed in a collaborative way. He or she will be considered the expert by council, staff, and public, and should have good work habits. Finally, the person should be a good manager of resources, both personnel, financial and time.

In addition to the traits mentioned above, the council stated that the candidate needs to be a good communicator with the council, staff and public, as well as an educator of the council and staff in areas of law, with creative solutions in approaching various legal issues. The individual should also be someone with high integrity and a significant respect for ethical behavior.

__________________________

ACTION: Ms. Dorrel made the following motion for closed session, which was seconded by Mr. Joyce and unanimously approved by council:

Pursuant to G.S. 143-318.11(A)(3) and (6), closed session was called to consult with an attorney employed or retained by the public body in order to preserve the attorney client privilege between the attorney and the public body and to consider the qualifications, competence, performance, character, fitness, conditions of appointment, or conditions of initial employment of an individual public officer or employee or prospective public officer or employee.

__________________________

Mr. Joyce and Mrs. Robinson left at 11:19 a.m.

ACTION: Ms. Dorrel made a motion to excuse Mr. Joyce and Mrs. Robinson from the remainder of the work session, which was seconded by Mrs. Robison and unanimously approved by council.

Mayor McAlister stated that the applications need to be reviewed by the council. Council will reconvene in closed session after the next council meeting to comment on those applications and decide the next step from that point. In the interim, he directed Mrs. Willis to work with Mayor Pro Tem Smith to put together a group of questions and parameters for the council’s use to guide the interviews and the tools to evaluate the ap